Topic · Credit, fraud, advisory, and AI-driven trading
AI in Financial Services
AI in financial services rules cover credit decisioning, fraud detection, AI-driven advisory, algorithmic trading oversight, and customer-AI disclosure. AIGI tracks every primary-source finance-AI rule globally. As of the most recent update, AIGI tracks 222 primary-source items on ai in financial services across global jurisdictions.
Coverage at a glance
- Items tracked
- 222
- Jurisdictions
- 6
- Last update
- 6/18/2026
Most active jurisdictions
Recent ai in financial services activity
- NC news analysis settled 6/18/2026
[North Carolina AG] Attorney General Jeff Jackson Reaches $7 Million Settlement with North Carolina Landlord to Stop Setting Rent using AI and Non-Public Information
North Carolina AG Jeff Jackson and eight other attorneys general reached a $7 million settlement with landlord LivCor, LLC, prohibiting the use of AI and non-public data for rent setting.
Authority: North Carolina Attorney General
- US rulemaking notice effective 6/16/2026
[SEC] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Ch
The SEC published a notice for NYSE Arca's immediately effective proposed rule change to amend equities fees, prompted in part by the disproportionate impact of algorithmic trading strategies.
Authority: Securities and Exchange Commission
- NC agency report 4/17/2026
[North Carolina AG] Attorney General Jeff Jackson Warns North Carolinians of Investment Scams on Meta Platforms
NC AG warns of AI-powered investment scams on Meta platforms using deepfakes for 'pump and dump' and confidence schemes.
Authority: North Carolina Attorney General
- NJ legislation floor vote 7/20/2026
[NJ Legislature] A3497 (2026-2027): Establishes "Forbidding the Algorithmic Inflation of Rent (FAIR) Act." *
Establishes the 'Forbidding the Algorithmic Inflation of Rent (FAIR) Act' in New Jersey, aiming to regulate the use of algorithms in setting rent prices.
Authority: New Jersey Legislature
- US rulemaking notice effective 8/7/2003
[SEC] Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the National Association of S
SEC notice for immediate effectiveness of a rule change by NASD, establishing a new approval process for market makers using computer-generated quoting systems.
Authority: Securities and Exchange Commission
- US rulemaking notice proposed rule 8/9/2023
[SEC] Conflicts of Interest Associated With the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers
The SEC proposes new rules to eliminate or neutralize conflicts of interest arising from broker-dealers' and investment advisers' use of predictive data analytics.
Authority: Securities and Exchange Commission
- US rulemaking notice effective 4/28/2026
[SEC] Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule To Cod
SEC notice clarifies Cboe BYX Exchange's fee schedule, including user fee exemptions and the definition of non-display usage, explicitly referencing AI model training data.
Authority: Securities and Exchange Commission
- NJ legislation committee 9/26/2024
[NJ Legislature] S3657 (2024-2025): Makes use of algorithmic systems to influence price and supply of residential rental units unlawful.
New Jersey Bill S3657 proposes to make the use of algorithmic systems to influence the price and supply of residential rental units unlawful.
Authority: New Jersey Legislature
- NY legislation committee 1/22/2025
[NY Legislature] S2697 (2025-2026): Prohibits the use of an algorithmic device by a landlord for the purpose of determining the amount of rent to charge a residential tenant
New York bill S2697 prohibits landlords from using algorithmic devices to determine residential rent, classifying such use as an unfair or deceptive trade practice.
Authority: New York Legislature
- FR guidance effective 5/7/2026
[CNIL] Octroi de crédit : la CNIL publie sa recommandation sur l’utilisation de données personnelles pour l’évaluation de la solvabilité
The CNIL published recommendations on using personal data for creditworthiness assessment, strengthening transparency and control, especially for automated decisions involving AI.
Authority: CNIL
- FR guidance effective 5/7/2026
[CNIL] Octroi de crédit : la CNIL publie sa recommandation sur l’utilisation de données personnelles pour l’évaluation de la solvabilité
The CNIL publishes recommendations on solvency assessment for credit granting, enhancing transparency and control over automated decisions.
Authority: CNIL
- NC press release advisory 4/17/2026
[North Carolina AG] Attorney General Jeff Jackson Warns North Carolinians of Investment Scams on Meta Platforms
North Carolina Attorney General Jeff Jackson warns residents about deepfake investment scams proliferating on Meta Platforms like Facebook, Instagram, and WhatsApp.
Authority: North Carolina Attorney General
+ 210 more items in the full archive — start trial for full access.
Frequently asked questions
- What is AI in Financial Services?
- AI in financial services rules cover credit decisioning, fraud detection, AI-driven advisory, algorithmic trading oversight, and customer-AI disclosure. AIGI tracks every primary-source finance-AI rule globally.
- How many ai in financial services laws does AIGI track?
- AIGI currently tracks 222 primary-source items under ai in financial services — spanning bills, regulations, enforcement actions, court opinions, and agency guidance from authorities across global jurisdictions.
- Which jurisdictions are most active on ai in financial services?
- Most active jurisdictions on ai in financial services in the current corpus: US (18), NC (17), GB (6), FR (4), NJ (3).
- How current is AIGI's ai in financial services coverage?
- The most recent ai in financial services item AIGI tracked was published on 6/18/2026. AIGI runs continuous ingestion against every active authority source.
- Where do AIGI's ai in financial services citations come from?
- Every item on this page includes a direct link to the relevant government or research document.
Related
Regulatory intelligence
Follow reviewed ai in financial services changes across jurisdictions.
AIGI monitors cited regulatory change and delivers decision-ready analysis. It does not monitor customer AI systems or enforce policy.